Shiraz Ali Jiwa

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Valesco Group Limited

    FRN 753959

    • SMF16 Compliance Oversight (since 22 Feb 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Feb 2024)
    • [FCA CF] Client dealing (since 15 Mar 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 14 Jan 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 Jan 2022)
    • CF30 Customer (15 Sep 2016 to 8 Dec 2019)
    • CF1 Director (15 Sep 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (15 Sep 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (15 Sep 2016 to 8 Dec 2019)
    • CF3 Chief Executive (15 Sep 2016 to 8 Dec 2019)
  • AGC Equity Partners Limited (no longer approved here)

    FRN 480570

    • CF30 Customer (5 Mar 2009 to 25 Aug 2015)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 21 Nov 2007)
    • CF21 Investment Adviser (26 Nov 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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