Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Brookfield Private Capital (UK) Limited
FRN 730073
- SMF3 Executive Director (since 2 May 2023)
- [FCA CF] Manager of certification employee (since 12 Apr 2023)
- [FCA CF] Client dealing (since 1 Aug 2022)
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- [FCA CF] Client dealing (4 Jan 2022 to 4 Jul 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.