AFX Markets Limited

Date authorised
1 April 2013
Companies House
07612002
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    33 Sun Street, 2nd Floor
    London
    EC2M 2PY
    UNITED KINGDOM
    Phone
    +442077100000
    Web
    https://www.stofs.co.uk

  • Complaints Contact

    33 Sun Street
    London
    EC2M 2PY
    UNITED KINGDOM
    Phone
    +442077100000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Manuela Mazzacco

    IRN MXM02948

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF10a CASS Oversight function (30 Aug 2017 to 8 Dec 2019)
    • CF3 Chief Executive (15 May 2012 to 8 Dec 2019)
    • CF1 Director (15 May 2012 to 8 Dec 2019)
  • Mario Persichino

    IRN MXP02059

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (15 May 2012 to 8 Dec 2019)
  • Patricia Marie Sanjurjo-Razzell

    IRN PMS01164

    • CF1 Director (15 May 2012 to 27 Jun 2012)
    • CF10 Compliance Oversight (15 May 2012 to 27 Jun 2012)
    • CF11 Money Laundering Reporting (15 May 2012 to 27 Jun 2012)
  • Rachel Louise Clark

    IRN RLC01057

    • CF10 Compliance Oversight (17 Oct 2012 to 8 May 2013)
    • CF11 Money Laundering Reporting (17 Oct 2012 to 8 May 2013)
  • Ricky Fox

    IRN RXF01483

    • CF30 Customer (15 May 2015 to 4 Mar 2016)
  • Sahar Egan

    IRN SXR02632

    • CF10 Compliance Oversight (11 Jan 2018 to 4 Dec 2018)
    • CF11 Money Laundering Reporting (11 Jan 2018 to 4 Dec 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.