Rachel Louise Clark

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Client dealing (7 Nov 2023 to 9 May 2024)
    • [FCA CF] Manager of certification employee (7 Nov 2023 to 9 May 2024)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Client dealing (7 Nov 2023 to 9 May 2024)
    • [FCA CF] Manager of certification employee (7 Nov 2023 to 9 May 2024)
  • AFX Markets Limited (no longer approved here)

    FRN 560872

    • CF11 Money Laundering Reporting (17 Oct 2012 to 8 May 2013)
    • CF10 Compliance Oversight (17 Oct 2012 to 8 May 2013)
  • IG Index Limited (no longer approved here)

    FRN 114059

    • CF30 Customer (1 Nov 2007 to 1 Oct 2008)
    • CF26 Customer Trading (19 Apr 2005 to 31 Oct 2007)
  • IG Markets Limited (no longer approved here)

    FRN 195355

    • CF30 Customer (1 Nov 2007 to 1 Oct 2008)
    • CF26 Customer Trading (19 Apr 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.