Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Significant management (13 Dec 2021 to 16 Mar 2023)
-
- [FCA CF] Material risk taker (9 Dec 2019 to 7 May 2021)
- [FCA CF] Significant management (9 Dec 2019 to 7 May 2021)
-
- CF10 Compliance Oversight (11 Jan 2018 to 4 Dec 2018)
- CF11 Money Laundering Reporting (11 Jan 2018 to 4 Dec 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.