AFH Independent Financial Services Limited

Date authorised
2 December 2002
Companies House
04049180
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    AFH House
    Buntsford Drive
    Stoke Heath
    Bromsgrove
    Worcestershire
    B60 4JE
    UNITED KINGDOM
    Phone
    +441527577775
    Web
    https://www.afhwm.co.uk

  • Complaints Contact

    AFH House
    Buntsford Drive
    Stoke Heath
    Bromsgrove
    Worcestershire
    B60 4JE
    UNITED KINGDOM
    Phone
    +441527577775

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Stockbroking

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Loan Servicing

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Huw Cook

    IRN DHC01038

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 14 Aug 2020)
    • [FCA CF] Functions requiring qualifications (since 14 Aug 2020)
  • David James Storey

    IRN DJS00048

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 6 Oct 2023)
    • [FCA CF] Client dealing (since 6 Oct 2023)
  • David James Witham

    IRN DJW01374

    • CF1 Director (AR) (4 Apr 2008 to 15 Dec 2008)
  • David John Boothman

    IRN DJB01225

    • [FCA CF] Client dealing (7 Oct 2024 to 13 Feb 2026)
    • [FCA CF] Functions requiring qualifications (7 Oct 2024 to 13 Feb 2026)
  • David John Briggs

    IRN DJB00090

    • [FCA CF] Client dealing (7 Jan 2025 to 30 Mar 2026)
    • [FCA CF] Functions requiring qualifications (7 Jan 2025 to 30 Mar 2026)
    • [FCA CF] Manager of certification employee (7 Jan 2025 to 30 Mar 2026)
  • David John Sidaway

    IRN DJS00028

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Aug 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 21 Aug 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (14 Apr 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (28 Feb 2003 to 14 Apr 2004)
  • David John Taylor

    IRN DJN00025

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Nov 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (2 Dec 2002 to 31 Oct 2007)
  • David Michael Chenkin

    IRN DMC00002

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (7 Oct 2013 to 8 Dec 2019)
  • David Orde Blackburn

    IRN DOB00002

    • CF30 Customer (19 Aug 2015 to 27 Sep 2015)
  • David Paul Rushton

    IRN DPR00001

    • CF30 Customer (2 Dec 2016 to 28 Aug 2017)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.