Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 14 Aug 2020)
    • [FCA CF] Functions requiring qualifications (since 14 Aug 2020)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF30 Customer (20 Mar 2013 to 1 May 2014)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • CF30 Customer (2 Oct 2009 to 28 Dec 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.