David James Storey

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AFH Independent Financial Services Limited

    FRN 216704

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 6 Oct 2023)
    • [FCA CF] Client dealing (since 6 Oct 2023)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Sep 2023)
    • CF30 Customer (3 Apr 2017 to 29 Sep 2023)
    • CF1 Director (AR) (3 Apr 2017 to 29 Sep 2023)
  • Scholes & Storey Limited (no longer approved here)

    FRN 773711

    • Employed By (3 Apr 2017 to 29 Sep 2023)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (23 Jan 2008 to 2 Jul 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.