AFH Independent Financial Services Limited

• Principal Place of Business

  AFH House

  Buntsford Drive

  Stoke Heath

  Bromsgrove

  Worcestershire

  B60 4JE

  UNITED KINGDOM

  Phone

  +441527577775

  Web

  https://www.afhwm.co.uk

• Complaints Contact

  AFH House

  Buntsford Drive

  Stoke Heath

  Bromsgrove

  Worcestershire

  B60 4JE

  UNITED KINGDOM

  Phone

  +441527577775

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Robert Ian Simpson

  IRN RIS00005

  • CF30 Customer (3 Dec 2015 to 8 Nov 2017)
• Robert Michael Anthony Donaldson

  IRN RMD00015

  • CF30 Customer (22 Nov 2013 to 4 Dec 2013)
• Robert Paul Blackford

  IRN RPB00040

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Jul 2025)
  • [FCA CF] Client dealing (since 9 Jul 2025)
• Robert Stephen Hughes

  IRN RSH00041

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 3 Feb 2025)
  • [FCA CF] Functions requiring qualifications (since 3 Feb 2025)
• Robert Stephen Preece

  IRN RSP01057

  • CF1 Director (AR) (15 Feb 2012 to 12 Dec 2016)
• Robert Thomas Shire

  IRN RTS00009

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (14 Jul 2017 to 8 Dec 2019)
• Robin Charles Stamp

  IRN RCS00009

  • CF30 Customer (30 Jan 2019 to 8 Dec 2019)
• Robin David Rathbone Smith

  IRN RDS01158

  • [FCA CF] Client dealing (7 Jun 2022 to 20 Jul 2022)
  • [FCA CF] Functions requiring qualifications (7 Jun 2022 to 20 Jul 2022)
• Roger Boorman

  IRN RXB00015

  • CF30 Customer (11 Dec 2014 to 29 May 2015)
• Roger Davis

  IRN RHD01042

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 21 Oct 2025)
  • [FCA CF] Functions requiring qualifications (since 21 Oct 2025)

• Mercury House Financial Services Ltd (no longer appointed)

  FRN 467142 · Appointed 25 Apr 2007 · Until 14 Nov 2017

• Holland House Financial Services Ltd (no longer appointed)

  FRN 454723 · Appointed 17 Jul 2006 · Until 31 Mar 2016

• Groucott Moor Financial Services Ltd (no longer appointed)

  FRN 453364 · Appointed 14 Jun 2006 · Until 17 Sep 2018

• PPW Financial Services Ltd (no longer appointed)

  FRN 438180 · Appointed 23 Aug 2005 · Until 3 Jun 2019

• AFH Executive Financial Planning Ltd (no longer appointed)

  FRN 200500 · Appointed 23 Dec 2002 · Until 31 Jul 2007

No changes recorded yet.