Aegon Investments Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Professional, Retail (Investment), Unit
Stockbroking

For Professional, Retail (Investment), Unit
Investment Setup

For Professional, Retail (Investment), Unit
Manages Your Portfolio

For Professional, Retail (Investment), Unit

Senior staff personally approved by the FCA to hold their roles here.

Douglas Kennedy
IRN DXK00258
- [FCA CF] Manager of certification employee (since 2 Oct 2023)
- [FCA CF] Significant management (since 1 Sep 2022)
Duncan Stuart Bown
IRN DXB01219
- [FCA CF] Significant management (since 2 Jan 2026)
Emily Jane Shepperd
IRN EJS01121
- CF29 Significant management (13 Aug 2019 to 8 Dec 2019)
Ewan Stewart Johnston
IRN EXJ00095
- [FCA CF] Significant management (5 Jan 2024 to 16 Dec 2024)
Gillian Scott
IRN GCS01067
- [FCA CF] Significant management (9 Dec 2019 to 30 Jun 2022)
Graham James Taylor
IRN GXT00277
- [FCA CF] Significant management (since 1 Aug 2024)
Howard Alan Copeland
IRN HXC00312
- [FCA CF] Significant management (since 7 Oct 2024)
Iain McClay
IRN IXM00361
- [FCA CF] Significant management (since 5 Sep 2025)
Jacqueline Dow
IRN JXD00810
- [FCA CF] Significant management (2 Oct 2023 to 2 Sep 2024)
James Kenneth MacKenzie
IRN JXM81705
- [FCA CF] Significant management (9 Dec 2019 to 27 Dec 2024)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.