Date authorised
7 June 2018
Companies House
10654248
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aegon
    1-3 Lochside Crescent
    Edinburgh Park
    Edinburgh
    EH12 9SE
    UNITED KINGDOM
    Phone
    +4403456081680
  • Complaints Contact

    Aegon
    1-3 Lochside Crescent
    Edinburgh Park
    Edinburgh
    EH12 9SE
    UNITED KINGDOM
    Phone
    +4403456081680

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Unit

  • Stockbroking

    For Professional, Retail (Investment), Unit

  • Investment Setup

    For Professional, Retail (Investment), Unit

  • Manages Your Portfolio

    For Professional, Retail (Investment), Unit

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jim Ewing

    IRN JXE01356

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (7 Jun 2018 to 8 Dec 2019)
  • John Brien Boyle

    IRN JXB81708

    • [FCA CF] Significant management (since 9 Dec 2019)
  • John Porteous

    IRN JXP00906

    • [FCA CF] Significant management (since 30 Apr 2026)
  • Karim Jamani

    IRN KXJ00052

    • [FCA CF] Significant management (16 Nov 2020 to 12 Aug 2022)
  • Kenneth John Quin

    IRN KXQ00002

    • [FCA CF] Significant management (16 Nov 2020 to 16 Aug 2021)
  • Kevin Gordon Telfer

    IRN KGT01015

    • [FCA CF] Significant management (6 Jan 2022 to 31 Dec 2022)
  • Kevin John Carter

    IRN KXC00158

    • [FCA CF] Significant management (since 2 Sep 2022)
  • Kiran Bharucha

    IRN KXB86865

    • [FCA CF] Significant management (1 Jun 2020 to 6 Jan 2025)
  • Kirstin Mhairi Chawla

    IRN KXC81717

    • [FCA CF] Significant management (9 Dec 2019 to 12 Jan 2024)
  • Kurt Antony Neilson

    IRN KXN81719

    • [FCA CF] Significant management (since 9 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.