Date authorised
7 June 2018
Companies House
10654248
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aegon
    1-3 Lochside Crescent
    Edinburgh Park
    Edinburgh
    EH12 9SE
    UNITED KINGDOM
    Phone
    +4403456081680
  • Complaints Contact

    Aegon
    1-3 Lochside Crescent
    Edinburgh Park
    Edinburgh
    EH12 9SE
    UNITED KINGDOM
    Phone
    +4403456081680

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Unit

  • Stockbroking

    For Professional, Retail (Investment), Unit

  • Investment Setup

    For Professional, Retail (Investment), Unit

  • Manages Your Portfolio

    For Professional, Retail (Investment), Unit

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Beattie

    IRN DCB01175

    • [FCA CF] Significant management (9 Dec 2019 to 12 Nov 2021)
  • David Geoffrey Hobbs

    IRN DGH01101

    • CF1 Director (7 Jun 2018 to 15 Jul 2019)
    • CF3 Chief Executive (7 Jun 2018 to 25 Apr 2019)
  • David George Tod

    IRN DXT81750

    • [FCA CF] Significant management (since 2 Jan 2026)
    • [FCA CF] Significant management (7 Feb 2020 to 1 Jun 2022)
  • David Houston

    IRN DXH00454

    • [FCA CF] Significant management (since 1 Sep 2021)
  • David Joss Walker

    IRN DXW81691

    • [FCA CF] Significant management (9 Dec 2019 to 29 Mar 2024)
  • David Kerr

    IRN DXK81751

    • [FCA CF] Significant management (since 2 Jan 2026)
    • [FCA CF] Significant management (7 Feb 2020 to 1 Jun 2022)
  • David Martin Dalton-Brown

    IRN DMD01059

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 8 Nov 2021)
    • CF2 Non Executive Director (31 Jul 2018 to 8 Dec 2019)
  • Derren Urwin

    IRN DXU01065

    • [FCA CF] Significant management (9 Dec 2019 to 30 Oct 2023)
  • Donna Johnston

    IRN DXJ00005

    • [FCA CF] Significant management (since 10 Aug 2020)
  • Douglas Grant

    IRN DXG01920

    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.