Date authorised
1 April 2013
Companies House
SC394519
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aegon
    1 - 3 Lochside Crescent
    Edinburgh Park
    Edinburgh
    EH12 9SE
    UNITED KINGDOM
    Phone
    +443456081680
  • Complaints Contact

    Aegon
    1 - 3 Lochside Crescent
    Edinburgh Park
    Edinburgh
    EH12 9SE
    UNITED KINGDOM
    Phone
    +443456081680

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Niomie Michelle Barlow

    IRN NXT00178

    • [FCA CF] Functions requiring qualifications (14 Nov 2022 to 31 Dec 2024)
  • Noraha Qais Mahmud

    IRN NXM00459

    • [FCA CF] Functions requiring qualifications (21 Jul 2023 to 2 Sep 2024)
  • Patrick David Bartlett

    IRN PDB01151

    • CF10a CASS Oversight function (26 Oct 2012 to 31 Oct 2014)
  • Paul McMahon

    IRN PXM01312

    • CF1 Director (21 Nov 2011 to 1 May 2012)
  • Paula Wade

    IRN PXW00491

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • [FCA CF] Functions requiring qualifications (since 20 Aug 2025)
  • Pauline Cotter

    IRN PXC00258

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Peter Westwood

    IRN PXW00167

    • [FCA CF] Functions requiring qualifications (22 Feb 2021 to 23 May 2022)
  • Philip Tervit

    IRN PXT01689

    • [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2021)
  • Rachael Steedman

    IRN RXS00497

    • [FCA CF] Significant management (since 12 Sep 2025)
  • Rachel Greenan

    IRN RXG00303

    • [FCA CF] Significant management (21 Jan 2022 to 24 Jun 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.