Date authorised
1 April 2013
Companies House
SC394519
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aegon
    1 - 3 Lochside Crescent
    Edinburgh Park
    Edinburgh
    EH12 9SE
    UNITED KINGDOM
    Phone
    +443456081680
  • Complaints Contact

    Aegon
    1 - 3 Lochside Crescent
    Edinburgh Park
    Edinburgh
    EH12 9SE
    UNITED KINGDOM
    Phone
    +443456081680

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Richard Crispin

    IRN JRC01264

    • CF29 Significant management (1 Apr 2016 to 6 Sep 2017)
  • Jane Iannotta

    IRN JXI00043

    • [FCA CF] Functions requiring qualifications (10 Jan 2022 to 1 Oct 2023)
  • Janet Lynne Dale

    IRN JXD00853

    • [FCA CF] Manager of certification employee (1 Jan 2024 to 4 Nov 2025)
  • Jason Derrick John Seaman

    IRN JXS81706

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2022)
  • Jay Bingham

    IRN JXB00377

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • [FCA CF] Functions requiring qualifications (since 30 Sep 2024)
    • [FCA CF] Functions requiring qualifications (21 Dec 2020 to 11 Nov 2022)
  • Jemma Doig

    IRN JXD00615

    • [FCA CF] Significant management (1 Sep 2022 to 2 Sep 2022)
    • [FCA CF] Functions requiring qualifications (28 Jun 2022 to 14 Nov 2022)
  • Jenna McDonald

    IRN JXM04131

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • [FCA CF] Functions requiring qualifications (since 7 Oct 2024)
  • Jim Ewing

    IRN JXE01356

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (3 Apr 2014 to 8 Dec 2019)
    • CF29 Significant management (27 Apr 2012 to 9 Apr 2014)
  • Joanne Karen Mackenzie

    IRN JXM81707

    • [FCA CF] Significant management (9 Dec 2019 to 27 Jun 2024)
  • John Brien Boyle

    IRN JXB81708

    • [FCA CF] Significant management (since 9 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.