Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Scottish Equitable Plc
FRN 165548
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 19. Administrative functions in relation to the operation of stakeholder pension schemes
- [FCA CF] Functions requiring qualifications (since 30 Sep 2024)
- [FCA CF] Functions requiring qualifications (21 Dec 2020 to 11 Nov 2022)
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AEGON INVESTMENT SOLUTIONS LTD.
FRN 543123
- 19. Administrative functions in relation to the operation of stakeholder pension schemes
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- [FCA CF] Functions requiring qualifications (since 30 Sep 2024)
- [FCA CF] Functions requiring qualifications (21 Dec 2020 to 11 Nov 2022)
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- Appointed representative dealing with clients for which they require qualification (26 Apr 2024 to 27 Oct 2024)
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- Appointed representative dealing with clients for which they require qualification (26 Apr 2024 to 27 Sep 2024)
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- [FCA CF] Functions requiring qualifications (8 Mar 2023 to 5 Apr 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.