Advisory Insurance Brokers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Plan Admin
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Craig Edward Sherwood
IRN CXS01551
- CF29 Significant management (13 Apr 2011 to 11 Jan 2013)
Craig Richard Dee
IRN CXD01316
- SMF3 (AR) Executive Director function (9 Dec 2019 to 10 Nov 2021)
- CF1 Director (AR) (3 Aug 2009 to 8 Dec 2019)
Cresswell Allan Welch
IRN CAW01160
- CF1 Director (AR) (5 Sep 2007 to 29 Jul 2010)
Daniel Robert Smith
IRN DXS02064
- CF29 Significant management (15 Mar 2010 to 14 Feb 2011)
Daniel Ryan Pietrzak
IRN DXP01574
- CF2 Non Executive Director (8 Mar 2016 to 20 Nov 2017)
Darren Mark Jones
IRN DMJ01066
- CF28 Systems and controls (5 Jan 2009 to 30 Jul 2010)
Darren Rowe
IRN DXR01419
- CF29 Significant management (1 Nov 2007 to 1 Aug 2010)
- CF17 Significant Mgt (Other Business Operations) (7 Aug 2007 to 31 Oct 2007)
Darryl James Clark
IRN DJC01167
- CF1 Director (20 Nov 2008 to 6 Dec 2010)
- CF28 Systems and controls (1 Nov 2007 to 21 Nov 2008)
- CF14 Risk Assessment (27 Oct 2005 to 31 Oct 2007)
David Andrew Ford
IRN DXF01261
- CF29 Significant management (1 Nov 2007 to 31 Jul 2013)
- CF17 Significant Mgt (Other Business Operations) (20 Jan 2005 to 31 Oct 2007)
David Andrew Perry
IRN DAP01124
- CF29 Significant management (1 Nov 2007 to 30 Aug 2008)
- CF17 Significant Mgt (Other Business Operations) (27 Oct 2005 to 31 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.