Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF28 Systems and controls (7 Nov 2018 to 30 May 2019)
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- CF28 Systems and controls (7 Nov 2018 to 30 May 2019)
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- CF1 Director (20 Nov 2008 to 6 Dec 2010)
- CF28 Systems and controls (1 Nov 2007 to 21 Nov 2008)
- CF14 Risk Assessment (27 Oct 2005 to 31 Oct 2007)
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- CF11 Money Laundering Reporting (1 Dec 2001 to 31 Jul 2002)
- CF1 Director (1 Dec 2001 to 6 Dec 2010)
- CF10 Compliance Oversight (1 Dec 2001 to 31 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.