Daniel Robert Smith

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Bank of London and The Middle East plc (no longer approved here)
FRN 464292
- [FCA CF] Material risk taker (12 Feb 2024 to 29 Aug 2025)
- [PRA CF] Significant risk taker or Material risk taker (12 Feb 2024 to 29 Aug 2025)
Family Assurance Friendly Society Limited (no longer approved here)
FRN 110067
- [FCA CF] Significant management (10 Dec 2018 to 21 May 2019)
Advisory Insurance Brokers Limited (no longer approved here)
FRN 313250
- CF29 Significant management (15 Mar 2010 to 14 Feb 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.