Advisory Insurance Brokers Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
2 Minster CourtLondonEC3R 7PDUNITED KINGDOM- Phone
- +442073982100
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Complaints Contact
6 Bevis MarksLondonEC3A 7BAUNITED KINGDOM- Phone
- +442080757971
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Debt Plan Admin
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Craig Edward Sherwood
IRN CXS01551
- CF29 Significant management (13 Apr 2011 to 11 Jan 2013)
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Craig Richard Dee
IRN CXD01316
- SMF3 (AR) Executive Director function (9 Dec 2019 to 10 Nov 2021)
- CF1 Director (AR) (3 Aug 2009 to 8 Dec 2019)
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Cresswell Allan Welch
IRN CAW01160
- CF1 Director (AR) (5 Sep 2007 to 29 Jul 2010)
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Daniel Robert Smith
IRN DXS02064
- CF29 Significant management (15 Mar 2010 to 14 Feb 2011)
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Daniel Ryan Pietrzak
IRN DXP01574
- CF2 Non Executive Director (8 Mar 2016 to 20 Nov 2017)
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Darren Mark Jones
IRN DMJ01066
- CF28 Systems and controls (5 Jan 2009 to 30 Jul 2010)
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Darren Rowe
IRN DXR01419
- CF29 Significant management (1 Nov 2007 to 1 Aug 2010)
- CF17 Significant Mgt (Other Business Operations) (7 Aug 2007 to 31 Oct 2007)
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Darryl James Clark
IRN DJC01167
- CF1 Director (20 Nov 2008 to 6 Dec 2010)
- CF28 Systems and controls (1 Nov 2007 to 21 Nov 2008)
- CF14 Risk Assessment (27 Oct 2005 to 31 Oct 2007)
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David Andrew Ford
IRN DXF01261
- CF29 Significant management (1 Nov 2007 to 31 Jul 2013)
- CF17 Significant Mgt (Other Business Operations) (20 Jan 2005 to 31 Oct 2007)
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David Andrew Perry
IRN DAP01124
- CF29 Significant management (1 Nov 2007 to 30 Aug 2008)
- CF17 Significant Mgt (Other Business Operations) (27 Oct 2005 to 31 Oct 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Wealth Management Workshop Ltd (no longer appointed)
FRN 603656 · Appointed 7 Feb 2014 · Until 31 Jul 2015
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Franklyn William Alexander (no longer appointed)
FRN 591714 · Appointed 6 Feb 2014 · Until 24 Dec 2018
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Anderson Wealth Management Limited (no longer appointed)
FRN 593733 · Appointed 3 Feb 2014 · Until 6 Feb 2015
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Fermanagh Tyrone Financial Services Limited (no longer appointed)
FRN 224658 · Appointed 1 Feb 2014 · Until 24 Dec 2018
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K V Accountants Limited (no longer appointed)
FRN 615030 · Appointed 30 Jan 2014 · Until 25 Feb 2015
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.