Advanta Wealth Ltd

• Principal Place of Business

  Advanta Wealth Ltd

  130 Buckingham Palace Road

  London

  Westminster

  SW1W 9SA

  UNITED KINGDOM

  Phone

  +4403450340200

  Web

  https://www.advantawealth.co.uk

• Complaints Contact

  Advanta Wealth Ltd

  Ailsa Court

  121 West Regent Street

  Glasgow

  Glasgow City

  G2 2SD

  UNITED KINGDOM

  Phone

  +4403450340200

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mark Cliff

  IRN MXC01470

  • SMF9 Chair of the Governing Body (since 3 Oct 2023)
• Mark Robert Pearson

  IRN MRP00008

  • SMF3 Executive Director (since 27 May 2022)
  • Responsibility for MCD Intermediation (17 Nov 2023 to 10 Jan 2025)
  • Responsible for Insurance Distribution (17 Nov 2023 to 10 Jan 2025)
  • SMF16 Compliance Oversight (17 Nov 2023 to 10 Jan 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (17 Nov 2023 to 10 Jan 2025)
• Matthew Dickinson

  IRN MXD00512

  • [FCA CF] Functions requiring qualifications (22 Mar 2023 to 2 Nov 2023)
  • [FCA CF] Client dealing (22 Mar 2023 to 2 Nov 2023)
• Matthew John Strickland

  IRN MJS00014

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Apr 2015 to 8 Dec 2019)
• Matthew Young

  IRN MXY01380

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 18 Aug 2021)
  • [FCA CF] Functions requiring qualifications (since 18 Aug 2021)
• Melissa Jayne Charles

  IRN MJC01660

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (15 May 2018 to 8 Dec 2019)
• Michael Jonathan Barker

  IRN MJB00054

  • [FCA CF] Manager of certification employee (since 18 Feb 2026)
• Michael Neil Moult

  IRN MXM04664

  • CF30 Customer (since 31 Mar 2026)
• Minakshee Chauhan

  IRN MCC01113

  • [FCA CF] Manager of certification employee (since 16 Jan 2023)
• Nathan Pitt-Stevens

  IRN NXS01583

  • [FCA CF] Client dealing (16 Jul 2021 to 6 Feb 2025)
  • [FCA CF] Functions requiring qualifications (16 Jul 2021 to 6 Feb 2025)

• HJ Wealth Management Ltd

  FRN 804147 · Appointed 31 Mar 2026

• M W Wealth Management Ltd (no longer appointed)

  FRN 442069 · Appointed 16 Dec 2022 · Until 10 Dec 2024

No changes recorded yet.