Melissa Jayne Charles

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Advanta Direct Ltd

    FRN 430987

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 24 Jan 2024)
    • [FCA CF] Functions requiring qualifications (since 24 Jan 2024)
  • Advanta Wealth Ltd

    FRN 605977

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (15 May 2018 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (19 Jul 2016 to 8 Feb 2017)
  • Clayton Holmes Naisbitt Limited (no longer approved here)

    FRN 401571

    • Employed By (19 Jul 2016 to 8 Feb 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.