Date authorised
1 April 2013
Companies House
02217569
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3700
    Parkside
    Birmingham Business Park
    Birmingham
    West Midlands
    B37 7YT
    UNITED KINGDOM
    Phone
    +4403303030237
  • Complaints Contact

    3700
    Birmingham Business Park
    Parkside
    Birmingham
    West Midlands
    B37 7YT
    UNITED KINGDOM
    Phone
    +4401217671139

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Score Services

    Show 1 limitation
    • · This permission is limited to not carrying out credit repair services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Robert Castleton

    IRN ARC01211

    • SMF3 Executive Director (9 Dec 2019 to 22 Dec 2021)
    • CF1 Director (11 Aug 2016 to 8 Dec 2019)
    • CF1 Director (AR) (3 Aug 2016 to 4 Feb 2022)
  • Adam Smith

    IRN AXS00882

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 5 Aug 2024)
  • Adam Yates

    IRN AXY00028

    • CF1 Director (AR) (7 Jun 2024 to 24 Jul 2025)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 24 Jul 2025)
  • Adesolape Adewuyi

    IRN AXA03445

    • Appointed representative dealing with clients for which they require qualification (26 Jun 2023 to 14 Sep 2023)
  • Adrian Anderson

    IRN AXA01369

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 10 Jul 2021)
    • CF1 Director (AR) (since 28 Jun 2021)
  • Adrian Joseph Watts

    IRN AJW00056

    • CF4 Partner (AR) (21 Feb 2012 to 12 Feb 2015)
  • Adrian Mark Jay

    IRN AXJ00154

    • Appointed representative dealing with clients for which they require qualification (31 Oct 2022 to 17 Feb 2023)
  • Adrian Peter Knight

    IRN APK01045

    • CF1 Director (AR) (24 May 2011 to 27 Mar 2013)
  • Adrian Roger Lucarotti

    IRN ARL00005

    • CF1 Director (AR) (11 Nov 2010 to 10 Oct 2018)
  • Afzaal Shafi

    IRN AXS00385

    • Appointed representative dealing with clients for which they require qualification (5 Jun 2020 to 15 Oct 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Gopher Cover Ltd (no longer appointed)

    FRN 588737 · Appointed 25 Sep 2012 · Until 22 Apr 2014

  • Andrew Childs (no longer appointed)

    FRN 587703 · Appointed 7 Sep 2012 · Until 3 Apr 2014

  • Elaine Redhead (no longer appointed)

    FRN 586701 · Appointed 21 Aug 2012 · Until 18 Apr 2013

  • Jason Rose (no longer appointed)

    FRN 582902 · Appointed 15 Jun 2012 · Until 28 Dec 2018

  • Kay Richardson (no longer appointed)

    FRN 582567 · Appointed 8 Jun 2012 · Until 7 May 2013

  • Darren Spragg (no longer appointed)

    FRN 430206 · Appointed 30 Apr 2012 · Until 21 Feb 2013

  • Breeze Financial Solutions Ltd (no longer appointed)

    FRN 578152 · Appointed 23 Mar 2012 · Until 23 Sep 2020

  • Martin Newell (no longer appointed)

    FRN 576517 · Appointed 2 Mar 2012 · Until 4 Sep 2021

  • Warren Fishwick (no longer appointed)

    FRN 575659 · Appointed 21 Feb 2012 · Until 18 Sep 2012

  • Zakir Malik (no longer appointed)

    FRN 460048 · Appointed 1 Feb 2012 · Until 25 Sep 2012

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.