Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 10 Jul 2021)
    • CF1 Director (AR) (since 28 Jun 2021)
    • (1)Employed By (since 14 Oct 2011)
  • TenetLime Limited (no longer approved here)

    FRN 311266

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Jul 2021)
    • CF1 Director (AR) (14 Oct 2011 to 9 Jul 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (30 Jun 2004 to 29 Oct 2004)
    • CF22 Investment Adviser (Trainee) (20 Aug 2002 to 30 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Anderson Harris Ltd

  2. controlled function added: (1)Employed By at Anderson Harris Ltd