Adroit Financial Planning Limited

• Principal Place of Business

  40 Leadenhall Street

  London

  EC3A 2BJ

  UNITED KINGDOM

  Phone

  +4402074996424

  Web

  https://www.adroitfp.co.uk

• Complaints Contact

  40 Leadenhall Street

  London

  EC3A 2BJ

  UNITED KINGDOM

  Phone

  +4402074996424

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Basic Pension Advice

  For Retail (Investment), Stakeholder products

• Martin James Lindsey

  IRN MJL00074

  • SMF3 Executive Director (since 18 Nov 2025)
• Martyn Joseph Beauchamp

  IRN MJB01642

  • SMF9 Chair of the Governing Body (29 May 2020 to 7 Sep 2020)
  • SMF3 Executive Director (9 Dec 2019 to 7 Sep 2020)
  • CF1 Director (22 Oct 2018 to 8 Dec 2019)
• Matthew Paul Jarvis

  IRN MXJ21521

  • SMF3 Executive Director (27 Dec 2019 to 11 Oct 2022)
• Natasha Jade Hellewell

  IRN NJH01242

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Mar 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Mar 2023)
  • CF30 Customer (23 Jan 2017 to 8 Dec 2019)
• Neil Arthur Jefferies

  IRN NAJ00001

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 20 Feb 2024)
  • [FCA CF] Client dealing (since 20 Feb 2024)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • SMF3 Executive Director (9 Dec 2019 to 16 Feb 2026)
  • Responsible for Insurance Distribution (1 Oct 2018 to 16 Feb 2026)
  • Responsible for Insurance Mediation (2 Jul 2018 to 30 Sep 2018)
  • CF1 Director (21 Dec 2015 to 8 Dec 2019)
  • CF30 Customer (21 Dec 2015 to 21 Jan 2019)
• Neil Edward Brownhill

  IRN NEB01012

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (6 May 2016 to 8 Dec 2019)
• Nicholas James Coey

  IRN NJC01211

  • CF30 Customer (1 Nov 2017 to 1 Aug 2019)
• Omar Yaqub

  IRN OXY24901

  • SMF17 Money Laundering Reporting Officer (MLRO) (26 Aug 2020 to 21 Oct 2021)
• Paul Edward Rosson

  IRN PER01036

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF3 Executive Director (7 Aug 2021 to 16 Feb 2026)
  • CF30 Customer (13 Jan 2017 to 8 Dec 2019)
• Robin Thomas Eggar

  IRN RTE01004

  • SMF3 Executive Director (15 May 2023 to 7 Jan 2026)

No changes recorded yet.