Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Responsible for Insurance Distribution (31 Oct 2023 to 7 Jan 2026)
- SMF3 Executive Director (9 Dec 2019 to 7 Jan 2026)
- CF1 Director (15 Feb 2008 to 1 Nov 2012)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF26 Customer Trading (12 Jul 2006 to 31 Oct 2007)
- CF27 Investment Management (21 Apr 2004 to 31 Oct 2007)
- CF21 Investment Adviser (19 Apr 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (3 Mar 2003 to 19 Apr 2004)
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- SMF3 Executive Director (15 May 2023 to 7 Jan 2026)
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- SMF3 Executive Director (15 May 2023 to 7 Jan 2026)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.