Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Adroit Financial Planning Limited
FRN 579324
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF3 Executive Director (7 Aug 2021 to 16 Feb 2026)
- CF30 Customer (13 Jan 2017 to 8 Dec 2019)
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- Employed By (20 Feb 2014 to 7 Dec 2015)
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- CF30 Customer (18 Jan 2010 to 31 Dec 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.