ADNFC FINANCIAL CONSULTANTS LTD

Date authorised
9 March 2020
Companies House
11968206
Last scraped
6 days ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 3
    Ryedale House
    Piccadilly
    York
    North Yorkshire
    YO1 9NX
    UNITED KINGDOM
    Phone
    +4401615043704
    Web
    http://www.adnfc.com

  • Complaints Contact

    Unit 3
    Ryedale House
    Piccadilly
    York
    North Yorkshire
    YO1 9NX
    UNITED KINGDOM
    Phone
    +4407500556005

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Negotiation

    Show 1 limitation
    • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Thomas Pattison

    IRN RTP01028

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 12 Jan 2026)
  • Robin Kenneth William Thomas

    IRN RXT25395

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 17 Jun 2024)
    • CF1 Director (AR) (since 26 Sep 2023)
    • [FCA CF] Functions requiring qualifications (since 22 Aug 2023)
  • Rupert Henry Bennett Eckhardt

    IRN RXE01382

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 16 Aug 2023)
  • Sabrina Presutti

    IRN SXP01728

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • CF1 Director (AR) (since 4 Mar 2026)
    • [FCA CF] Functions requiring qualifications (since 23 Jan 2026)
    • CF1 Director (AR) (5 Jun 2023 to 9 Oct 2023)
    • [FCA CF] Functions requiring qualifications (9 Mar 2023 to 9 Oct 2023)
  • Sarah Knight

    IRN SXK00733

    • Appointed representative dealing with clients for which they require qualification (17 Jun 2024 to 5 Jan 2026)
    • [FCA CF] Functions requiring qualifications (20 Dec 2023 to 5 Jan 2026)
  • Scott Sealby

    IRN SXS00338

    • Appointed representative dealing with clients for which they require qualification (17 Jun 2024 to 31 Dec 2025)
    • CF1 Director (AR) (13 Dec 2023 to 29 Dec 2025)
    • [FCA CF] Functions requiring qualifications (6 Oct 2023 to 29 Dec 2025)
  • Shiva Vivienne Bastianacci

    IRN SXB00433

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Sep 2025)
  • Stephanie Sanchez

    IRN SXS00283

    • [FCA CF] Functions requiring qualifications (21 Sep 2020 to 8 Aug 2022)
  • Stephen Brook

    IRN SXB02948

    • CF1 Director (AR) (5 Dec 2025 to 24 Feb 2026)
    • [FCA CF] Functions requiring qualifications (17 Sep 2025 to 24 Feb 2026)
  • Tazim Farooq Hussain

    IRN TXH00311

    • [FCA CF] Functions requiring qualifications (19 Oct 2022 to 25 Jul 2023)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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