Richard Thomas Pattison

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ADNFC FINANCIAL CONSULTANTS LTD

    FRN 918720

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 12 Jan 2026)
  • New Leaf Distribution Limited

    FRN 460421

    • [FCA CF] Client dealing (since 3 Jul 2024)
    • Appointed representative dealing with clients for which they require qualification (3 Jul 2024 to 19 Mar 2026)
    • CF1 Director (AR) (29 Apr 2024 to 19 Mar 2026)
    • CF30 Customer (29 Apr 2024 to 19 Mar 2026)
  • Reach 4 Wealth Limited (no longer approved here)

    FRN 1008479

    • (1)Employed By (29 Apr 2024 to 19 Mar 2026)
  • Julian Harris Financial Consultants (no longer approved here)

    FRN 153566

    • Appointed representative dealing with clients for which they require qualification (4 Jul 2023 to 27 Jun 2024)
    • CF30 Customer (19 Jun 2023 to 27 Jun 2024)
    • CF1 Director (AR) (19 Jun 2023 to 27 Jun 2024)
  • Falke Financial Planning Ltd (no longer approved here)

    FRN 996510

    • (1)Employed By (19 Jun 2023 to 19 Mar 2026)
  • Stratagem Financial Planning Limited (no longer approved here)

    FRN 819330

    • [FCA CF] Client dealing (11 Aug 2022 to 8 Nov 2022)
    • [FCA CF] Functions requiring qualifications (11 Aug 2022 to 8 Nov 2022)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (12 Sep 2017 to 16 Mar 2018)
  • Clayton Holmes Naisbitt Limited (no longer approved here)

    FRN 401571

    • Employed By (12 Sep 2017 to 16 Mar 2018)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (3 Oct 2016 to 25 Aug 2017)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (20 Jun 2011 to 26 Apr 2013)
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