SWS Financial Services Ltd

FRN: 976427
Companies House: 12490992
Last scraped: 4 weeks ago

This firm operates as an appointed representative of Stonebridge Mortgage Solutions Ltd. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Second Floor

Kirkland House

11-15 Peterborough Road

Harrow,

Middlesex

HA1 2AX

UNITED KINGDOM

Phone

+4407713525045

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Scott Sealby
IRN SXS00338
- (1)Employed By (since 13 Dec 2023)
- (1)Employed By (31 May 2022 to 25 Sep 2023)

Recent activity

Updates to this firm's record on the FCA register.

10 hours ago
controlled function added: (1)Employed By
10 hours ago
controlled function removed: Employed By

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.