ADNFC FINANCIAL CONSULTANTS LTD

Date authorised
9 March 2020
Companies House
11968206
Last scraped
6 days ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 3
    Ryedale House
    Piccadilly
    York
    North Yorkshire
    YO1 9NX
    UNITED KINGDOM
    Phone
    +4401615043704
    Web
    http://www.adnfc.com

  • Complaints Contact

    Unit 3
    Ryedale House
    Piccadilly
    York
    North Yorkshire
    YO1 9NX
    UNITED KINGDOM
    Phone
    +4407500556005

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Negotiation

    Show 1 limitation
    • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Khawaja Moeed Ahmad

    IRN KXA00093

    • [FCA CF] Functions requiring qualifications (4 Mar 2025 to 31 Mar 2025)
  • Leanne Thompson

    IRN LXT00047

    • [FCA CF] Functions requiring qualifications (3 Jul 2020 to 12 Nov 2021)
  • Marcus Allen Sumpner

    IRN MXS24345

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 14 Apr 2026)
  • Natalie Fleur Crook

    IRN NXC00312

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 3 Jan 2023)
  • Paul Barnard

    IRN PXB00458

    • CF1 Director (AR) (21 Apr 2023 to 9 Jun 2023)
    • [FCA CF] Functions requiring qualifications (7 Mar 2023 to 11 May 2023)
  • Paul McGowan

    IRN PXM00143

    • [FCA CF] Functions requiring qualifications (22 Sep 2021 to 8 Mar 2022)
  • Peter Michael Clarkson

    IRN PXC00156

    • CF1 Director (AR) (7 Feb 2022 to 22 Nov 2023)
    • [FCA CF] Functions requiring qualifications (13 Dec 2021 to 22 Nov 2023)
  • Philip Colin O'Toole

    IRN PCO00004

    • [FCA CF] Functions requiring qualifications (16 Jul 2024 to 10 Jun 2025)
  • Philip Dubberley

    IRN PJD01209

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • CF1 Director (AR) (since 5 Jun 2025)
    • [FCA CF] Functions requiring qualifications (since 6 May 2025)
    • Appointed representative dealing with clients for which they require qualification (30 May 2020 to 7 Nov 2024)
  • Ricardo Sales Lopes Praca

    IRN RXP11169

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 16 Sep 2024)
    • CF1 Director (AR) (since 16 Sep 2024)
    • [FCA CF] Functions requiring qualifications (since 17 Jun 2024)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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