Activtrades Plc

Date authorised
1 April 2013
Companies House
05367727
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    ActivTrades Plc
    The Loom, Office 2.6
    14 Gowers Walk
    London
    Tower Hamlets
    E1 8PY
    UNITED KINGDOM
    Phone
    +4402076500500
    Web
    https://www.activtrades.co.uk

  • Complaints Contact

    ActivTrades plc
    The Loom, Office 2.6
    14 Gower's Walk
    London
    Tower Hamlets
    E1 8PY
    UNITED KINGDOM
    Phone
    +4402076500500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Consumer Loans

    Show 1 limitation
    • · The firm may not enter into credit agreements for the purpose of increasing the funds available for investment

  • Loan Servicing

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Reed

    IRN JXR01194

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 7 Apr 2022)
    • CF2 Non Executive Director (25 Oct 2016 to 8 Dec 2019)
  • Jon William Friend

    IRN JWF01057

    • CF1 Director (26 Jun 2013 to 19 Dec 2017)
    • CF10 Compliance Oversight (8 Jun 2011 to 19 Dec 2017)
    • CF11 Money Laundering Reporting (8 Jun 2011 to 27 Nov 2013)
  • Jonathan Daniel Silvester

    IRN JDS01152

    • SMF3 Executive Director (3 May 2024 to 31 Jan 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (5 Aug 2022 to 31 Jan 2025)
    • SMF16 Compliance Oversight (5 Aug 2022 to 31 Jan 2025)
  • Jorge Ruiz Núñez

    IRN JXR01997

    • CF30 Customer (2 Aug 2013 to 12 Nov 2014)
  • Joseph Gabriel Augustin H Janer

    IRN JGJ01028

    • CF30 Customer (12 Feb 2014 to 28 Nov 2014)
  • Joseph Pelley

    IRN JXP00423

    • [FCA CF] Client dealing (21 Feb 2023 to 22 Oct 2024)
  • Juan Ignacio Scarabino

    IRN JIS00016

    • CF10a CASS Oversight function (21 Feb 2012 to 25 Sep 2019)
    • CF1 Director (1 Jul 2011 to 25 Sep 2019)
    • CF30 Customer (27 Jul 2009 to 30 Jan 2018)
  • Jurijs Borovojs

    IRN JXB02862

    • CF30 Customer (15 Oct 2012 to 3 Feb 2014)
  • Kim Margaret Dore

    IRN KMD01058

    • CF10 Compliance Oversight (26 May 2010 to 1 Apr 2011)
    • CF11 Money Laundering Reporting (26 May 2010 to 1 Apr 2011)
  • Kunpeng Wang

    IRN KXW01624

    • CF30 Customer (25 Aug 2016 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.