Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FCE Bank Plc (no longer approved here)

    FRN 204469

    • SMF12 Chair of the Remuneration Committee (24 Nov 2023 to 19 Apr 2024)
    • SMF14 Senior Independent Director (29 Sep 2020 to 19 Apr 2024)
    • SMF10 Chair of the Risk Committee (30 Jan 2020 to 1 Jan 2023)
    • [FCA CF] Significant management (1 Dec 2019 to 31 Jan 2020)
    • SMF11 Chair of the Audit Committee (7 Mar 2016 to 18 Oct 2019)
    • CF2 Non Executive Director (17 Mar 2014 to 6 Mar 2016)
  • StreamBank PLC (no longer approved here)

    FRN 954876

    • SMF9 Chair of the Governing Body (28 Jun 2022 to 3 Nov 2025)
    • SMF13 Chair of the Nominations Committee (28 Jun 2022 to 3 Nov 2025)
    • SMF12 Chair of the Remuneration Committee (28 Jun 2022 to 3 Nov 2025)
  • Activtrades Plc (no longer approved here)

    FRN 434413

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 7 Apr 2022)
    • CF2 Non Executive Director (25 Oct 2016 to 8 Dec 2019)
  • EFG Private Bank Limited (no longer approved here)

    FRN 144036

    • SMF9 Chair of the Governing Body (7 Mar 2016 to 20 May 2024)
    • CF2 Non Executive Director (9 Jan 2015 to 6 Mar 2016)
  • Bank of the Philippine Islands (Europe) PLC (no longer approved here)

    FRN 455378

    • SMF11 Chair of the Audit Committee (7 Mar 2016 to 1 May 2019)
    • CF2 Non Executive Director (1 Jun 2009 to 6 Mar 2016)
  • Tesco Personal Finance Limited (no longer approved here)

    FRN 186022

    • (409)CF2 Non Executive Director (30 Mar 2011 to 13 Feb 2013)
  • ARBUTHNOT LATHAM & CO., LIMITED (no longer approved here)

    FRN 143336

    • CF2 Non Executive Director (19 Nov 2009 to 31 Dec 2014)
    • Responsible for Insurance Mediation (31 Dec 2006 to 1 Oct 2007)
    • CF8 Apportionment and Oversight (28 Apr 2003 to 1 Oct 2007)
    • CF1 Director (28 Apr 2003 to 8 Apr 2009)
    • CF3 Chief Executive (28 Apr 2003 to 1 Oct 2007)
  • Union Bancaire Privée (UK) Limited (no longer approved here)

    FRN 119250

    • CF1 Director (1 Dec 2001 to 13 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (409)CF2 Non Executive Director at Tesco Personal Finance Limited