Active Financial Planners Limited

• Principal Place of Business

  Active House

  1 Dukes Court

  Thornaby

  Stockton On Tees

  TS17 9LR

  UNITED KINGDOM

  Phone

  +441642765957

  Web

  https://www.activefinancialplanners.co.uk

• Complaints Contact

  Active House

  1 Dukes Court

  Thornaby

  Stockton On Tees

  TS17 9LR

  UNITED KINGDOM

  Phone

  +441642765957

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Liza Marie Pontone

  IRN LMP00007

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (3 Jun 2013 to 8 Dec 2019)
• Mark Anthony Dobing

  IRN MAD00021

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (4 Aug 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (3 Jun 2005 to 4 Aug 2006)
• Martin Dale

  IRN MXD00026

  • CF21 Investment Adviser (21 Jun 2004 to 1 Jul 2005)
  • CF22 Investment Adviser (Trainee) (19 Aug 2003 to 21 Jun 2004)
• Michael Alan Buckley

  IRN MAB01341

  • CF1 Director (AR) (30 Sep 2005 to 31 Mar 2008)
• Paul Andrew Rennolds

  IRN PAR00058

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (21 Mar 2016 to 8 Dec 2019)
• Paul Robert Gibson

  IRN PRG00016

  • 21. Advising or arranging (bringing about) equity release transactions
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 11. Pension transfer specialist
  • 7. Giving personal recommendations on long-term care insurance contracts
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Feb 2026)
  • SMF16 Compliance Oversight (since 14 Feb 2026)
  • Responsibility for MCD Intermediation (since 19 May 2025)
  • Responsible for Insurance Distribution (since 15 May 2025)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsible for Insurance Mediation (15 May 2025 to 19 May 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Jan 2020)
  • SMF16 Compliance Oversight (9 Dec 2019 to 10 Jan 2020)
  • Responsible for Insurance Distribution (1 Oct 2018 to 10 Jan 2020)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 10 Jan 2020)
  • CF1 Director (14 Jan 2009 to 8 Dec 2019)
  • CF30 Customer (14 Jan 2009 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (14 Jan 2009 to 8 Dec 2019)
  • CF10 Compliance Oversight (14 Jan 2009 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (14 Jan 2009 to 31 Mar 2009)
• Paul Robert Newton

  IRN PRN00001

  • CF30 Customer (10 Feb 2014 to 27 Dec 2017)
• Philip Ivor Davison Jones

  IRN PIJ00001

  • CF30 Customer (24 Jun 2014 to 5 Sep 2014)
• Walter Bromirskyj

  IRN WXB00036

  • CF30 Customer (5 Jan 2009 to 29 May 2009)

• Independent Mortgages Direct Limited (no longer appointed)

  FRN 222612 · Appointed 13 Oct 2005 · Until 19 May 2008

• Active Mortgage Services Ltd (no longer appointed)

  FRN 432990 · Appointed 20 May 2005 · Until 31 Mar 2008

No changes recorded yet.