Paul Andrew Rennolds

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Active Financial Planners Limited

    FRN 193065

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (21 Mar 2016 to 8 Dec 2019)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (9 Mar 2010 to 13 May 2013)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (2 Jun 2005 to 6 Feb 2007)
    • CF22 Investment Adviser (Trainee) (6 Feb 2004 to 2 Jun 2005)
  • SMG F.S LIMITED (no longer approved here)

    FRN 118158

    • CF21 Investment Adviser (1 Dec 2001 to 28 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.