Active Financial Planners Limited

• Principal Place of Business

  Active House

  1 Dukes Court

  Thornaby

  Stockton On Tees

  TS17 9LR

  UNITED KINGDOM

  Phone

  +441642765957

  Web

  https://www.activefinancialplanners.co.uk

• Complaints Contact

  Active House

  1 Dukes Court

  Thornaby

  Stockton On Tees

  TS17 9LR

  UNITED KINGDOM

  Phone

  +441642765957

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Colin Burke

  IRN CXB00043

  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (21 Jun 2004 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (20 Oct 2003 to 21 Jun 2004)
• David Bernstein

  IRN DXB00047

  • CF30 Customer (17 Aug 2016 to 10 Jul 2017)
• David Harvey

  IRN DXH00065

  • CF22 Investment Adviser (Trainee) (19 Feb 2004 to 2 Apr 2004)
• Denise Wherrett

  IRN DXW00084

  • CF30 Customer (5 Jan 2009 to 31 Aug 2011)
• Deryck Hume

  IRN DXH00180

  • CF30 Customer (5 Jan 2009 to 6 Aug 2009)
• Diana Atkinson

  IRN DXA00084

  • CF21 Investment Adviser (16 May 2002 to 16 Mar 2005)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 16 May 2002)
• Emma Louise Oswin

  IRN EXO01063

  • CF1 Director (AR) (14 Nov 2005 to 31 Mar 2008)
• Emma Marie Cherrington

  IRN EMR01046

  • 21. Advising or arranging (bringing about) equity release transactions
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (4 Jan 2017 to 8 Dec 2019)
• Gary Lumby

  IRN GXL01272

  • CF2 Non Executive Director (24 Jan 2014 to 8 Dec 2019)
• Glyn Pemberton

  IRN GXP00010

  • SMF3 Executive Director (9 Dec 2019 to 10 Jan 2020)
  • CF30 Customer (1 Nov 2007 to 21 Dec 2012)
  • CF1 Director (AR) (31 May 2005 to 31 Mar 2008)
  • Responsible for Insurance Mediation (14 Jan 2005 to 1 Jun 2009)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Jun 2009)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF10 Compliance Oversight (1 Dec 2001 to 1 Jun 2009)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 1 Jun 2009)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)

• Independent Mortgages Direct Limited (no longer appointed)

  FRN 222612 · Appointed 13 Oct 2005 · Until 19 May 2008

• Active Mortgage Services Ltd (no longer appointed)

  FRN 432990 · Appointed 20 May 2005 · Until 31 Mar 2008

No changes recorded yet.