Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Active Financial Planners Limited (no longer approved here)

    FRN 193065

    • SMF3 Executive Director (9 Dec 2019 to 10 Jan 2020)
    • CF30 Customer (1 Nov 2007 to 21 Dec 2012)
    • CF1 Director (AR) (31 May 2005 to 31 Mar 2008)
    • Responsible for Insurance Mediation (14 Jan 2005 to 1 Jun 2009)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 1 Jun 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 1 Jun 2009)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Jun 2009)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.