Emma Louise Oswin

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Active Mortgage Services Limited

    FRN 473140

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF8 Apportionment and Oversight (31 Mar 2008 to 31 Mar 2009)
    • CF1 Director (31 Mar 2008 to 8 Dec 2019)
    • Responsible for Insurance Mediation (31 Mar 2008 to 30 Sep 2018)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (13 May 2013 to 5 Nov 2014)
  • Independent Mortgages Direct Limited (no longer approved here)

    FRN 222612

    • (1)Employed By (8 Dec 2005 to 31 Mar 2008)
  • Active Financial Planners Limited (no longer approved here)

    FRN 193065

    • CF1 Director (AR) (14 Nov 2005 to 31 Mar 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.