Acorn Bowman Finance & Investment Management Ltd

• Principal Place of Business

  The Chapel

  51 High Street

  Minster

  Kent

  CT12 4BT

  UNITED KINGDOM

  Phone

  +4401843269000

  Web

  https://www.abfim.com

• Complaints Contact

  The Chapel

  51 High Street

  Minster

  Kent

  CT12 4BT

  UNITED KINGDOM

  Phone

  +4401843269000

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: - pension polices with a Guaranteed Annuity Rate (for avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the glossary definition of Guaranteed Annuity Rate) - defined contribution occupational schemes without safeguarded benefits
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  For Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

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  • · This permission is limited to not carrying out credit repair services

• Antony Richard Bush

  IRN ARB00049

  • CF30 Customer (1 Nov 2007 to 29 Jul 2009)
  • CF21 Investment Adviser (2 Sep 2003 to 31 Oct 2007)
• Daniel Leigh Perry

  IRN DXP00426

  • [FCA CF] Functions requiring qualifications (31 Aug 2022 to 10 Oct 2022)
  • [FCA CF] Client dealing (31 Aug 2022 to 10 Oct 2022)
• Lewis Bowman

  IRN LXB15045

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF3 Executive Director (since 11 Jan 2024)
  • Responsible for Insurance Distribution (since 11 Jan 2024)
  • Responsibility for MCD Intermediation (since 11 Jan 2024)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (16 May 2019 to 8 Dec 2019)
• Michael John Rendell

  IRN MJR00004

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 Nov 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 6 Nov 2022)
  • CF30 Customer (1 Jul 2009 to 8 Dec 2019)
• Oliver James Secomb

  IRN OJS01025

  • CF30 Customer (4 Apr 2012 to 17 Aug 2012)
• Philip Castle

  IRN PXC00100

  • CF1 Director (AR) (6 Apr 2004 to 7 Apr 2005)
  • CF10 Compliance Oversight (8 Nov 2002 to 8 Mar 2005)
  • CF11 Money Laundering Reporting (8 Nov 2002 to 8 Mar 2005)
  • CF21 Investment Adviser (8 Nov 2002 to 8 Apr 2005)
  • CF3 Chief Executive (8 Nov 2002 to 13 Jun 2005)
  • CF8 Apportionment and Oversight (8 Nov 2002 to 13 Jun 2005)
  • CF1 Director (8 Nov 2002 to 13 Jun 2005)
• Philip Stuart Bowman

  IRN PSB00023

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (21 Jun 2005 to 31 Mar 2009)
  • CF3 Chief Executive (21 Jun 2005 to 8 Dec 2019)
  • CF16 Significant Mgt (Desgntd Investment Business) (8 Mar 2005 to 8 Mar 2005)
  • CF11 Money Laundering Reporting (8 Mar 2005 to 8 Dec 2019)
  • CF19 Significant Mgt (Financial Resources) (8 Mar 2005 to 8 Mar 2005)
  • CF17 Significant Mgt (Other Business Operations) (8 Mar 2005 to 8 Mar 2005)
  • CF10 Compliance Oversight (8 Mar 2005 to 8 Dec 2019)
  • CF15 Internal Audit (8 Mar 2005 to 11 Apr 2005)
  • CF14 Risk Assessment (8 Mar 2005 to 8 Mar 2005)
  • CF13 Finance (8 Mar 2005 to 31 Oct 2007)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF1 Director (AR) (5 Apr 2004 to 17 Jun 2005)
  • CF21 Investment Adviser (14 Oct 2003 to 31 Oct 2007)
  • CF1 Director (8 Nov 2002 to 8 Dec 2019)
  • CF22 Investment Adviser (Trainee) (8 Nov 2002 to 14 Oct 2003)
• Scott Robert Taylor

  IRN SRT01066

  • CF30 Customer (1 Nov 2007 to 18 Dec 2009)
  • CF22 Investment Adviser (Trainee) (21 Sep 2005 to 31 Oct 2007)

• Acorn Bowman Finance & Investment Management Ltd (no longer appointed)

  FRN 232320 · Appointed 23 Mar 2004 · Until 16 Jun 2005

• Financial Escape Ltd (no longer appointed)

  FRN 232228 · Appointed 16 Mar 2004 · Until 7 Apr 2005

No changes recorded yet.