Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (AR) (6 Apr 2004 to 7 Apr 2005)
- CF11 Money Laundering Reporting (8 Nov 2002 to 8 Mar 2005)
- CF1 Director (8 Nov 2002 to 13 Jun 2005)
- CF3 Chief Executive (8 Nov 2002 to 13 Jun 2005)
- CF8 Apportionment and Oversight (8 Nov 2002 to 13 Jun 2005)
- CF21 Investment Adviser (8 Nov 2002 to 8 Apr 2005)
- CF10 Compliance Oversight (8 Nov 2002 to 8 Mar 2005)
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- (1)Employed By (30 Mar 2004 to 7 Apr 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.