Oliver James Secomb

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Professional Financial Planning Group Ltd

    FRN 804844

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • 9A. Advising on P2P agreements
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF1 Director (AR) (since 18 Jul 2018)
    • CF30 Customer (since 18 Jul 2018)
    • [FCA CF] Manager of certification employee (1 Oct 2020 to 1 Apr 2021)
  • Pentins Financial Planners Ltd

    FRN 810662

    • (3)Employed By (since 18 Jul 2018)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • CF30 Customer (28 Mar 2017 to 5 Apr 2018)
  • Acorn Bowman Finance & Investment Management Ltd (no longer approved here)

    FRN 214536

    • CF30 Customer (4 Apr 2012 to 17 Aug 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.