ACG Advisors (UK) LLP

Date authorised
28 August 2014
Companies House
OC385075
Last scraped
1 day ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    34 Lime Street
    Floor 2
    London
    City Of London
    EC3M 7AT
    UNITED KINGDOM
    Phone
    +442035405150
    Web
    https://www.acg.group

  • Complaints Contact

    34 Lime Street
    London
    City Of London
    EC3M 7AT
    UNITED KINGDOM
    Phone
    +442035405150

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Professional, Eligible Counterparty

  • Investment Advice (no pensions)

    For Professional, Eligible Counterparty, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

  • Arranges Investments

    For Professional, Eligible Counterparty, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Eligible Counterparty, Commodity Future, Future (excluding a commodity future and a rolling spot forex contract), Commodity option and option on commodity future, Rights to or interests in investments (Contractually Based Investments), Option (excluding a commodity option and an option on a commodity future), Unit, Rights to or interests in investments (Security), Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Rights to or interests in investments (Contractually Based Investments), Debenture, Warrant, Rights to or interests in investments (Security), Unit, Option (excluding a commodity option and an option on a commodity future), Certificates representing certain security, Government and public security, Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Unit, Rights to or interests in investments (Contractually Based Investments), Commodity option and option on commodity future, Commodity Future, Government and public security, Certificates representing certain security, Share, Warrant, Rolling spot forex contract, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Debenture

    Show 1 limitation
    • · Unable to hold financial instruments for own account unless it meets the 'matched principal exemption conditions' in the FSA's Glossary of defined expressions used in the FSA's Handbook

  • Investment Setup

    For Professional, Eligible Counterparty, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Share, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Unit, Warrant, Commodity Future

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Future (excluding a commodity future and a rolling spot forex contract), Warrant, Government and public security, Commodity option and option on commodity future, Debenture, Share, Option (excluding a commodity option and an option on a commodity future), Unit, Rights to or interests in investments (Contractually Based Investments), Certificates representing certain security, Rights to or interests in investments (Security), Commodity Future

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Electronic Trade Settlement

    For Professional, Eligible Counterparty, Debenture, Rights to or interests in investments (Contractually Based Investments), Warrant, Certificates representing certain security, Government and public security, Share, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • ETEG Capital Ltd (no longer appointed)

    FRN 776766 · Appointed 18 Apr 2017 · Until 1 Mar 2022

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (8)SMF27 Partner

  2. controlled function added: (7)[FCA CF] Client dealing

  3. controlled function added: (6)SMF16 Compliance Oversight

  4. controlled function added: (5)SMF17 Money Laundering Reporting Officer (MLRO)

  5. controlled function added: (4)SMF27 Partner

  6. controlled function added: (3)[FCA CF] Client dealing

  7. controlled function added: (2)SMF27 Partner

  8. controlled function added: (1)[FCA CF] Client dealing

  9. controlled function added: (26)CF30 Customer

  10. controlled function added: (25)CF4 Partner

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