Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- (8)CF30 Customer (10 May 2017 to 3 Oct 2018)
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- CF30 Customer (1 Mar 2016 to 31 Dec 2016)
- CF1 Director (1 Mar 2016 to 31 Dec 2016)
- CF10 Compliance Oversight (1 Mar 2016 to 31 Dec 2016)
- CF11 Money Laundering Reporting (1 Mar 2016 to 31 Dec 2016)
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- CF1 Director (AR) (7 Aug 2015 to 28 Feb 2016)
- CF30 Customer (14 Aug 2013 to 28 Feb 2016)
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- Employed By (7 Aug 2015 to 28 Feb 2016)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (8)CF30 Customer at ACG Advisors (UK) LLP