Date authorised
1 April 2013
Companies House
04077379
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    43-45 Dorset Street
    -
    London
    W1U 7NA
    UNITED KINGDOM
    Phone
    +442078287230
  • Complaints Contact

    43-45 Dorset Street
    -
    London
    W1U 7NA
    UNITED KINGDOM
    Phone
    +442078287230

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nikola Vukovic

    IRN NXV10230

    • CF30 Customer (26 Feb 2021 to 20 Oct 2023)
    • CF4 Partner (AR) (26 Feb 2021 to 20 Oct 2023)
  • Oliver Corlette

    IRN OXC01119

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • Appointed representative dealing with clients for which they require qualification (since 29 Mar 2021)
    • CF30 Customer (18 Apr 2018 to 24 Sep 2024)
    • CF1 Director (AR) (18 Apr 2018 to 24 Sep 2024)
  • Pablo Edmundo Fetter

    IRN PXF00268

    • CF30 Customer (since 17 Apr 2025)
  • Paul Ewart Waters

    IRN PEW01043

    • CF30 Customer (30 May 2022 to 12 Jan 2024)
  • Paul Ress

    IRN PXR01731

    • CF30 Customer (5 May 2015 to 28 Dec 2017)
    • CF1 Director (AR) (5 May 2015 to 28 Dec 2017)
  • Penny Anne Bodle

    IRN PAB01431

    • CF1 Director (AR) (26 Jul 2021 to 19 Sep 2025)
    • CF30 Customer (26 Jul 2021 to 19 Sep 2025)
  • Peter John Horsburgh

    IRN PJH01191

    • CF23 Corporate Finance Adviser (8 Jul 2004 to 13 Jun 2005)
  • Petra Ulrica Charlott Svensson

    IRN PUS01000

    • CF30 Customer (6 Dec 2018 to 8 Dec 2019)
  • Philip Humphrey Martin Swire

    IRN PHS01047

    • CF21 Investment Adviser (12 Oct 2004 to 31 Oct 2005)
  • Philip Redvers Pooley

    IRN PXP01188

    • CF1 Director (AR) (22 Mar 2016 to 8 Mar 2017)
    • CF30 Customer (22 Mar 2016 to 8 Mar 2017)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.