Philip Humphrey Martin Swire

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Karroo Capital Limited (no longer approved here)
FRN 470244
- CF30 Customer (8 Nov 2018 to 8 Dec 2019)
Sapeno Partners LLP (no longer approved here)
FRN 628713
- CF30 Customer (8 Jun 2016 to 31 Oct 2018)
- CF4 Partner (AR) (8 Jun 2016 to 31 Oct 2018)
Chenevert Capital LLP (no longer approved here)
FRN 746020
- Employed By (8 Jun 2016 to 19 Jun 2019)
Access Equity Management Limited (no longer approved here)
FRN 207801
- CF21 Investment Adviser (12 Oct 2004 to 31 Oct 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.