Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ETF Partners LLP
FRN 453441
- [FCA CF] Client dealing (since 9 Dec 2020)
- SMF27 Partner (9 Dec 2019 to 17 Dec 2019)
- CF30 Customer (28 Apr 2008 to 8 Dec 2019)
- CF4 Partner (18 Aug 2006 to 8 Dec 2019)
- CF11 Money Laundering Reporting (18 Aug 2006 to 5 Jan 2010)
- CF10 Compliance Oversight (18 Aug 2006 to 5 Jan 2010)
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- CF23 Corporate Finance Adviser (8 Jul 2004 to 13 Jun 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.