Accalon Associates Limited

Date authorised
1 April 2013
Companies House
04458547
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Accalon Associates
    Unit 2A
    Hockliffe Business Centre
    Watling Street
    Leighton Buzzard
    Central Bedfordshire
    LU7 9NB
    UNITED KINGDOM
    Phone
    +4401525211102
    Web
    https://www.accalon.co.uk

  • Complaints Contact

    Accalon Associates
    Unit 2A
    Hockliffe Business Centre
    Watling Street
    Leighton Buzzard
    Central Bedfordshire
    LU7 9NB
    UNITED KINGDOM
    Phone
    +4401525211102

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lisa Jane Noble

    IRN LJN00002

    • CF30 Customer (1 Nov 2007 to 17 Nov 2008)
    • CF21 Investment Adviser (20 May 2003 to 31 Oct 2007)
  • Michael John Miles

    IRN MJM00067

    • CF30 Customer (1 Nov 2007 to 24 Apr 2013)
    • Responsible for Insurance Mediation (14 Jan 2005 to 9 Jul 2013)
    • CF21 Investment Adviser (20 May 2003 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (20 May 2003 to 31 Mar 2009)
    • CF11 Money Laundering Reporting (20 May 2003 to 24 Apr 2013)
    • CF10 Compliance Oversight (20 May 2003 to 24 Apr 2013)
    • CF1 Director (20 May 2003 to 24 Apr 2013)
    • CF24 Pension Transfer Specialist (20 May 2003 to 31 Oct 2007)
  • Robert Ian Bray

    IRN RIB00002

    • CF21 Investment Adviser (20 May 2003 to 28 Jul 2006)
    • CF24 Pension Transfer Specialist (20 May 2003 to 28 Jul 2006)
  • Robert Joseph Gillett

    IRN RJG00024

    • CF30 Customer (1 Nov 2007 to 31 Dec 2011)
    • CF21 Investment Adviser (20 May 2003 to 31 Oct 2007)
  • William Robert Meyrick Lloyd

    IRN WRL01007

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2020)
    • [FCA CF] Client dealing (since 1 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (19 Jul 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (19 Jul 2013 to 8 Dec 2019)
    • Responsible for Insurance Mediation (19 Jul 2013 to 30 Sep 2018)
    • CF10 Compliance Oversight (19 Jul 2013 to 8 Dec 2019)
    • CF30 Customer (1 Dec 2010 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.