Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 23 Mar 2026)
    • Appointed representative dealing with clients for which they require qualification (since 23 Mar 2026)
    • CF1 Director (AR) (since 23 Mar 2026)
    • CF30 Customer (since 23 Mar 2026)
    • Employed By (since 23 Mar 2026)
    • Employed By (7 Jan 2025 to 20 Feb 2026)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • Appointed representative dealing with clients for which they require qualification (14 Jan 2025 to 23 Feb 2026)
    • CF30 Customer (7 Jan 2025 to 20 Feb 2026)
    • CF1 Director (AR) (7 Jan 2025 to 20 Feb 2026)
    • [FCA CF] Functions requiring qualifications (21 Oct 2024 to 14 Jan 2025)
    • [FCA CF] Client dealing (21 Oct 2024 to 14 Jan 2025)
  • Imperious Capital Limited (no longer approved here)

    FRN 670729

    • SMF3 Executive Director (9 Dec 2019 to 18 Oct 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 18 Oct 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Oct 2024)
    • CF30 Customer (1 Jun 2015 to 8 Dec 2019)
    • CF1 Director (1 Jun 2015 to 8 Dec 2019)
  • Accalon Associates Limited (no longer approved here)

    FRN 223009

    • CF30 Customer (1 Nov 2007 to 17 Nov 2008)
    • CF21 Investment Adviser (20 May 2003 to 31 Oct 2007)
  • The Chiltern Investment Company (0258) (no longer approved here)

    FRN 153083

    • (1)Employed By (1 Oct 1998 to 15 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

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