Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Nov 2007 to 24 Apr 2013)
- Responsible for Insurance Mediation (14 Jan 2005 to 9 Jul 2013)
- CF10 Compliance Oversight (20 May 2003 to 24 Apr 2013)
- CF11 Money Laundering Reporting (20 May 2003 to 24 Apr 2013)
- CF24 Pension Transfer Specialist (20 May 2003 to 31 Oct 2007)
- CF8 Apportionment and Oversight (20 May 2003 to 31 Mar 2009)
- CF21 Investment Adviser (20 May 2003 to 31 Oct 2007)
- CF1 Director (20 May 2003 to 24 Apr 2013)
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- (1)Employed By (1 Oct 1998 to 2 Sep 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.