Date authorised
1 April 2013
Companies House
03526143
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    280 Bishopsgate
    London
    EC2M 4AG
    UNITED KINGDOM
    Phone
    +4402074636000
  • Complaints Contact

    1 George Street
    Edinburgh
    Midlothian
    EH2 2LL
    UNITED KINGDOM
    Phone
    +4401313729444

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Insurance Policies

    For All, Life and annuity, Linked long-term, Pension fund management

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Issues Insurance

    For All, Life and annuity, Linked long-term, Pension fund management

  • Investment Setup

    For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Helen Margaret Webster

    IRN HMW01037

    • SMF1 Chief Executive (10 Dec 2018 to 3 Jun 2019)
    • SIMF1 Chief Executive Function (7 Mar 2016 to 9 Dec 2018)
    • CF3 Chief Executive (5 Sep 2013 to 6 Mar 2016)
    • CF1 Director (15 Feb 2012 to 9 Dec 2018)
  • Hester Isabel McClure

    IRN HXM00258

    • [FCA CF] Significant management (since 9 Dec 2024)
    • [FCA CF] Significant management (16 May 2022 to 19 Jun 2023)
  • Hugh Young

    IRN HXY01007

    • CF1 Director (17 Jul 2014 to 15 Dec 2015)
  • Ian Goodwin

    IRN IXG01039

    • CF13 Finance (16 May 2003 to 21 Sep 2004)
  • Ian Grant

    IRN IXG00015

    • [FCA CF] Significant management (24 Apr 2020 to 1 Nov 2021)
  • Ian Jenkins

    IRN ISJ01012

    • SMF7 Group Entity Senior Manager (31 Jul 2024 to 7 Aug 2025)
    • [FCA CF] Material risk taker (10 May 2023 to 7 Jul 2023)
    • [FCA CF] Manager of certification employee (10 May 2023 to 7 Jul 2023)
    • [FCA CF] Significant management (10 May 2023 to 7 Jul 2023)
  • Ian Philip Thompson

    IRN IPT01011

    • CF1 Director (17 Oct 2002 to 31 Oct 2005)
  • JOHN ANDREW HOSKIN

    IRN JAH01407

    • SMF20 Chief Actuary (10 Dec 2018 to 30 May 2025)
    • SIMF20 Chief Actuary Function (7 Mar 2016 to 9 Dec 2018)
    • CF12 Actuarial (19 Sep 2013 to 6 Mar 2016)
  • Jad Shartouny

    IRN JXS04068

    • [FCA CF] Significant management (since 4 Nov 2024)
  • Jakub Rosochowski

    IRN JXR00844

    • [FCA CF] Manager of certification employee (since 1 Jan 2026)
    • [FCA CF] Significant management (since 12 Aug 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.