abrdn Investments Limited

• Principal Place of Business

  280 Bishopsgate

  London

  EC2M 4AG

  UNITED KINGDOM

  Phone

  +4402074636000

  Web

  https://www.aberdeeninvestments.com

• Complaints Contact

  1 George Street

  Edinburgh

  Midlothian

  EH2 2LL

  UNITED KINGDOM

  Phone

  +4401313729444

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Life Policy, Non-investment insurance contracts

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Peter William Lane

  IRN PWL01016

  • CF1 Director (1 Dec 2001 to 1 Dec 2001)
  • CF27 Investment Management (1 Dec 2001 to 21 Jun 2002)
• Peter Woodberry-Watts

  IRN PXW01530

  • [FCA CF] Client dealing (9 Dec 2019 to 10 May 2021)
  • CF30 Customer (10 Feb 2012 to 3 Nov 2015)
• Peter Yu

  IRN PCY01005

  • CF30 Customer (26 Oct 2017 to 30 Nov 2018)
• Petrus Johannes Adrianus van Diepen

  IRN PJV01056

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Jan 2021)
  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Jan 2021)
  • CF30 Customer (9 Feb 2019 to 8 Dec 2019)
• Phil Heaney

  IRN PXH01459

  • [FCA CF] Client dealing (9 Dec 2019 to 12 Dec 2020)
  • [FCA CF] Material risk taker (9 Dec 2019 to 12 Dec 2020)
  • CF30 Customer (26 Oct 2017 to 8 Dec 2019)
• Philip David Laing

  IRN PDL01019

  • [FCA CF] Client dealing (9 Dec 2019 to 10 Jan 2020)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Jan 2020)
  • [FCA CF] Material risk taker (9 Dec 2019 to 10 Jan 2020)
  • CF30 Customer (5 Apr 2018 to 30 Nov 2019)
• Philip Henry Cobham Payne

  IRN PHP01013

  • CF30 Customer (1 Nov 2007 to 21 Nov 2008)
  • CF27 Investment Management (1 Dec 2005 to 31 Oct 2007)
• Philip John Roantree

  IRN PJR01137

  • CF27 Investment Management (1 Dec 2001 to 21 Feb 2003)
• Philip John Webster

  IRN PJW01255

  • CF30 Customer (1 Nov 2007 to 4 Mar 2016)
  • CF27 Investment Management (10 May 2006 to 31 Oct 2007)
• Philip Richard True

  IRN PRT01039

  • CF30 Customer (6 Jul 2009 to 17 Jul 2009)

• Abtrust Pointon Pension Fund Managers Limited (no longer appointed)

  FRN 205620 · Appointed 24 Apr 1996 · Until 20 Aug 2002

No changes recorded yet.